Conduct of Business

Editor's Note: Please note that the content of this page and any document herein is copyright protected by the Financial Regulator.  We have placed this information on www.mifid.ie because it is often difficult to find the exact location of this material on the Financial Regulator’s website.  We endeavour to keep this page a mirror copy of the Financial Regulator’s material but you are warned that this may not always be the case and therefore you should visit www.financialregulator.ie on a regular basis to view first-hand its material.    As at 20th July 2008 there are eight (8) MiFID pages on the Financial Regulator's website: (1) Introduction page; (2) Implementation page; (3) Transaction Reporting page; (4) Pre and Post Trade Transparency; (5) Conduct of Business page; (6) Organisational Requirements page; (7) Authorisations page; and (8) CESR Documentation.   This is a copy of the Financial Regulator's MiFID Introduction page.  The links appearing below on this page will take you to the relevant page at www.financialregulator.ie.   MiFID - Feedback on Discussions of Conduct of Business Industry Working Group Published 15 October 2007 •  MiFID - Feedback on Discussions of Conduct of Business Industry Working Group (997.17 KB PDF)     The documents below this line were once on the Financial Regulator's website but have since been removed.   MiFID - Feedback on Discussions of Conduct of Business Industry Working Group Feedback on Discussions of Conduct of Business Industry Working Group (395.65 KB PDF) MiFID Conduct of Business Working Group Listed below are the Minutes of the MiFID Conduct of Business Working Group Meetings.  Minutes of MiFID Conduct of Business Working Group Meeting of 16 May 2007 Minutes of MiFID Conduct of Business Working Group Meeting of 16 May 2007 (36.50 KB DOC) Minutes of MiFID Conduct of Business Working Group Meeting of 18 April 2007 Minutes of MiFID Conduct of Business Working Group Meeting of 18 April 2007 (39.00 KB DOC) Minutes of MiFID Conduct of Business Working Group Meeting of 21 March 2007 Minutes of MiFID Conduct of Business Working Group Meeting of 21 March 2007 (31.50 KB DOC)  Minutes of MiFID Conduct of Business Working Group Meeting of 27 February 2007 Minutes of MiFID Conduct of Business Working Group Meeting of 27 February 2007 (34.00 KB DOC)  Minutes of MiFID Conduct of Business Working Group Meeting of 24 January 2007 Minutes of MiFID Conduct of Business Working Group Meeting of 24 January 2007 (33.50 KB DOC)  Minutes of MiFID Conduct of Business Working Group Meeting of 12 January 2007 Minutes of MiFID Conduct of Business Working Group Meeting of 12 January 2007 (33.00 KB DOC)  Minutes of MiFID Conduct of Business Working Group Meeting of 19 December 2006 Minutes of MiFID Conduct of Business Working Group Meeting of 19 December 2006 (23.00 KB DOC)