Organisational Requirements

Editor's Note: Please note that the content of this page and any document herein is copyright protected by the Financial Regulator.  We have placed this information on www.mifid.ie because it is often difficult to find the exact location of this material on the Financial Regulator’s website.  We endeavour to keep this page a mirror copy of the Financial Regulator’s material but you are warned that this may not always be the case and therefore you should visit www.financialregulator.ie on a regular basis to view first-hand its material.    As at 20th July 2008 there are eight (8) MiFID pages on the Financial Regulator's website: (1) Introduction page; (2) Implementation page; (3) Transaction Reporting page; (4) Pre and Post Trade Transparency; (5) Conduct of Business page; (6) Organisational Requirements page; (7) Authorisations page; and (8) CESR Documentation.   This is a copy of the Financial Regulator's MiFID Introduction page.  The links appearing below on this page will take you to the relevant page at www.financialregulator.ie.   Supplementary Supervisory Requirements for Investment Firms under MiFID •  Click here to download Supplementary Supervisory Requirements for Investment Firms under MiFID.doc (5.08 MB DOC)      MiFID Organisational Requirements Workstream Listed below are the Minutes of the MiFID Organisational Requirements Workstream meetings        Minutes of MiFID Organisational Requirements Workstream Meeting of 24 July 2007 •  Minutes of Meeting of 24 July 2007 (37.50 KB DOC)                                                                                                                                                                                      Minutes of MiFID Organisational Requirements Workstream Meeting of 1 May 2007 •  Minutes of Meeting of 1 May 2007 (45.50 KB DOC)                                                                                                                                                                                        Minutes of MiFID Organisational Requirements Workstream Meeting of 6 March 2007 •  Minutes of Meeting of 6 March 2007 (39.00 KB DOC)                                                                                                                                                                                     Minutes of MiFID Organisational Requirements Workstream Meeting of 7 February 2007 •           Minutes of Meeting of 7 February 2007 (35.00 KB DOC)