Your Questions on MiFID published by CESR (updated August 2008).
(NB: Suggest visitors look at the EU Q&A page on MiFID. See http://ec.europa.eu/yqol/index.cfm?fuseaction=legislation.list&did=0)
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Client Asset requirements issued November 2007. Right-click adjacent icon to download.
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MiFID presentation to investment firms on 23 October 2007. Right-click adjacent icon to download.
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Supplemental Supervisory Requirements issued in November 2007. Right-click adjacent icon to download.
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S.I. 773 of 2007 - European Communities (Markets in Financial Instruments) (Amendment) Regulations (No.2) 2007. Right-click adjacent icon to download.
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S.I. 730 of 2007 - Markets in Financial Instruments and Miscellaneous Provisions Act 2007 (Commencement) Order
2007.
Right-click adjacent icon to download.
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Markets in Financial Instruments and Miscellaneous Provisions Act 2007. Right-click adjacent icon to download.
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S.I. 663 of 2007 - European Communities (Markets in Financial Instruments) (Amendment) Regulations 2007. Right-click adjacent icon to download.
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Financial Regulator's request letter for an Article 4 National Gold-Plating derogation from MiFID. Right-click adjacent icon to download.
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Financial Regulator's request for an Article 4 National Gold-Plating derogation from MiFID - appendix 1 of 5. Right-click adjacent icon to download.
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Financial Regulator's request for an Article 4 National Gold-Plating derogation from MiFID - appendix 2 of 5. Right-click adjacent icon to download.
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Financial Regulator's request for an Article 4 National Gold-Plating derogation from MiFID - appendix 3 of 5. Right-click adjacent icon to download.
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Financial Regulator's request for an Article 4 National Gold-Plating derogation from MiFID - appendix 4 of 5. Right-click adjacent icon to download.
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Financial Regulator's request for an Article 4 National Gold-Plating derogation from MiFID - appendix 5 of 5. Right-click adjacent icon to download.
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The Financial Regulator's July letter to MiFID firms is available for download here. Right-click icon adjacent to download:
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The Financial Regulator's July Feedback Process Document to MiFID firms is available for download here. Right-click icon adjacent to download:
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The Markets in Financial Instruments and Miscellaneous Provisions Bill 2007 (Bill Number 34 of 2007) (right click the icon adjacent to download or open in a new window)
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S.I. 60 of 2007 - European Committees (Markets in Financial Instruments) Regulations 2007: FINAL VERSION RELEASED 20 FEBRUARY 2007. These Regulations will come into operation on 1st November 2007. This document usurps the various draft regulations which appear below for educational purposes. (right click the icon adjacent to download or open in a new window)
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DRAFT European Committees (Markets in Financial Instruments) Regulations 2007: Draft 10 released 29 January 2007. These Regulations will come into operation on 1st November 2007. NB: These draft regulations are the latest version publicly available. They usurp the May 2006 version appearing below. (right click the icon adjacent to download or open in a new window)
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DRAFT European Committees (Markets in Financial Instruments) Regulations 2005 (Note: Draft regulations only, released 12 May 2006). These Regulations are intended to come into operation on 1st November 2007 (to be signed 31st January 2007) (right click the icon adjacent to download)
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To read a recent article on MiFID by Compliance Ireland click here or right click the icon adjacent to download the article in pdf (last updated 14 June 2006)
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